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| Section | Weight | Objectives |
|---|---|---|
| Alert and Case Management | 20% | - Alert Generation and Prioritization - Reporting and Documentation - Investigation and Review Process - Case Creation and Workflow |
| Administration and Troubleshooting | 10% | - Performance Optimization - Logging and Monitoring - System Configuration and Maintenance |
| Data Ingestion and Management | 25% | - Firm Data Transformation (FDT) - Data Sources and Streams - Reference Data Configuration - Ingestion Manager and Batch Processing |
| FCCM Architecture and Components | 20% | - Oracle Financial Services Behavior Detection Framework - Core Modules and Interfaces - System Architecture and Deployment Options |
| Scenario and Threshold Configuration | 25% | - Risk Scoring and Calculation - Threshold Types and Setup - Scenario Design and Pattern Logic - Jurisdiction and Segmentation |
Question 1
Identify the two strategies for alert's score. (Choose two.)
A. Variance of Match Score
B. Standard Deviation of Match Score
C. Average Match Score
D. Max Match Score
Question 2
Identify the three options that are Behavior Detection terms. (Choose three.)
A. Scenario
B. Dispatcher
C. Threshold Set
D. Scheduler
Question 3
The client has provided order records that contain Security Identifiers for each order record, which are not present in the Security Master table. How are these records handled during ingestion? (Choose the best answer.)
A. They are rejected by Firm Data Transformation (FDT).
B. They are rejected by data loader.
C. A security placeholder is created and the records are processed.
D. They are ignored.
E. They are rejected by preprocessor.
Question 4
What are Scenario Groups used for? (Choose the best answer.)
A. to score alerts
B. to filter data used by scenarios
C. to control user access to alert data
D. to take action on alerts
Question 5
During an infrastructure workshop it is stated that the client should procure the Enterprise Edition of Oracle database server. (Choose the best answer.)
How do you respond?
A. This is not possible because Intel Itanium CPUs are not supported.
B. This is not possible because Red Hat Enterprise Linux is not supported.
C. This is not possible because the Oracle 11g client is not supported on this platform combination.
D. This is fine because RHEL/Intel Itanium is a certified option.
Solutions:
| Question 1 Answer: C,D | Question 2 Answer: A,B,D | Question 3 Answer: C | Question 4 Answer: B | Question 5 Answer: A |
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